| Vol-3850 urn:nbn:de:0074-3850-0 Copyright © 2024 for the individual papers by the papers' authors. Copyright © 2024 for the volume as a collection by its editors. This volume and its papers are published under the Creative Commons License Attribution 4.0 International (CC BY 4.0).

# PLC 2024
Processes, Laws and Compliance 2024

### Proceedings of the 1st International Workshop on Processes, Laws and Compliance
co-located with 6th International Conference on Process Mining (ICPM 2024)

### Lyngby, Denmark, October 14, 2024 .

Edited by

### Laura Genga *
Hugo A. López **
Emilio Sulis ***

* Technical University of Eindhoven, Department of Industrial Engineering and Innovation Sciences, 5600 Eindhoven, Netherlands
** Technical University of Denmark, DTU Compute - Department of Applied Mathematics and Computer Science, Asmussens Alle, 2800 Kongens Lyngby, Denmark
*** University of Turin, Computer Science Department, 10149 Torino, Italy

## Table of Contents

- Emerging challenges in legal informatics from machine learning to LLMs - Preface to the proceedings of the 1st PLC workshop
  Summary: There were 9 papers submitted for peer-review to this workshop. Out of these, 7 papers were accepted for this volume.

### Regular Papers

- Conceptualizing business process violations 1-14
  Sebastian Dunzer, Annina Liessmann, Matthias Stierle, Martin Matzner
- End-to-end, no-code business process compliance framework for the banking industry 15-27
  Nigel Adams, Adriano Augusto, Michael Davern, Marcello La Rosa
- Proposal for an in-house legal process mining case 28-33
  Steven Knoblich, Jan Mendling, Sonja Böhme
- Standardization and harmonization of law through automated process analysis and similarity techniques 34-45
  Davide Audrito, Luigi Di Caro, Laura Genga, Rachele Mignone, Roberto Nai, Ivan Spada, Emilio Sulis, Vittoria Margherita Sofia Trifiletti
- Towards visualizing and analysing legal proceedings with process mining 46-57
  Vittoria Caponecchia, Bernardo D'Agostino, Giovanni Comandé, Daniele Licari, Andrea Vandin
- What's the AIM? A Methodology for Artificial Intelligence Compliance 58-70
  Ilaria Angela Amantea, Guido Governatori, Marianna Molinari, Marinella Quaranta, Immaculate Motsi-Omoijiade

### Invited Papers

- Challenges in Digital Compliance: Risk Assessment and Fundamental Rights under the GDPR and the EU AI Act 71-77
  Olga Kokoulina

2024-11-14: submitted by Emilio Sulis, metadata incl. bibliographic data published under Creative Commons CC0
2024-11-26: published on CEUR Workshop Proceedings (CEUR-WS.org, ISSN 1613-0073) |valid HTML5|